ROYAL BK SCOTLAND PLC

CUSIP: 78009L308 Class: ETF

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 357 Value ($000) $14 Avg Close — Range —
Q2 2014
Shares 1,687 Value ($000) $65 Avg Close — Range —