ROYAL BK SCOTLAND PLC

CUSIP: 78009L407 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 9,647 Value ($000) $241 Avg Close — Range —
Q3 2014
Shares 11,820 Value ($000) $296 Avg Close — Range —
Q2 2014
Shares 12,111 Value ($000) $325 Avg Close — Range —
Q1 2014
Shares 7,529 Value ($000) $203 Avg Close — Range —
Q4 2013
Shares 11,519 Value ($000) $322 Avg Close — Range —
Q3 2013
Shares 21,264 Value ($000) $595 Avg Close — Range —
Q2 2013
Shares 48,589 Value ($000) $1,362 Avg Close — Range —