ROYAL BK OF SCOTLAND PLC

CUSIP: 78009P143 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 15,036 Value ($000) $581 Avg Close — Range —
Q3 2014
Shares 10,435 Value ($000) $406 Avg Close — Range —
Q3 2013
Shares 8,740 Value ($000) $286 Avg Close — Range —
Q2 2013
Shares 10,500 Value ($000) $309 Avg Close — Range —