ROYAL BK OF SCOTLAND PLC

CUSIP: 78009P150 Class: CHINA TRNDP ETF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 7,450 Value ($000) $217 Avg Close — Range —
Q2 2014
Shares 1,359 Value ($000) $39 Avg Close — Range —
Q1 2014
Shares 3,529 Value ($000) $95 Avg Close — Range —
Q4 2013
Shares 2,649 Value ($000) $78 Avg Close — Range —