ROYAL BK OF SCOTLAND PLC

CUSIP: 78009P150 Class: CHINA TRNDP ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 17,167 Value ($000) $488 Avg Close — Range —
Q1 2014
Shares 19,339 Value ($000) $523 Avg Close — Range —
Q4 2013
Shares 13,510 Value ($000) $395 Avg Close — Range —
Q3 2013
Shares 8,800 Value ($000) $255 Avg Close — Range —
Q2 2013
Shares 9,760 Value ($000) $227 Avg Close — Range —