ROYAL BK OF SCOTLAND PLC

CUSIP: 78009P168 Class: LCAP ALT EXC ETN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 7,704 Value ($000) $279 Avg Close — Range —
Q1 2015
Shares 7,704 Value ($000) $289 Avg Close — Range —
Q4 2014
Shares 7,704 Value ($000) $288 Avg Close — Range —
Q3 2014
Shares 13,934 Value ($000) $485 Avg Close — Range —