ROYAL BK SCOTLAND PLC

CUSIP: 78009l407 Class: GOLD TRENDP ETN

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 16,526 Value ($000) $462 Avg Close — Range —
Q3 2013
Shares 16,545 Value ($000) $463 Avg Close — Range —