ROYAL BK CDA

CUSIP: 78011D104 Class: ETN LKD YGRO34

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 137,406 Value ($000) $1,455 Avg Close — Range —
Q2 2016
Shares 175,684 Value ($000) $1,941 Avg Close — Range —
Q1 2016
Shares 382,766 Value ($000) $3,472 Avg Close — Range —
Q4 2015
Shares 373,184 Value ($000) $3,986 Avg Close — Range —
Q3 2015
Shares 184,182 Value ($000) $2,278 Avg Close — Range —
Q2 2015
Shares 35,269 Value ($000) $526 Avg Close — Range —