RBC RTY 10-15-21 20 buff

CUSIP: 78013x5m6 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021
Shares 3,730,000 Value ($000) $4,702 Avg Close — Range —
Q2 2021
Shares 3,730,000 Value ($000) $4,653 Avg Close — Range —
Q1 2021
Shares 3,730,000 Value ($000) $4,548 Avg Close — Range —
Q4 2020
Shares 3,750,000 Value ($000) $4,336 Avg Close — Range —
Q3 2020
Shares 3,850,000 Value ($000) $3,852 Avg Close — Range —
Q2 2020
Shares 3,850,000 Value ($000) $3,704 Avg Close — Range —
Q1 2020
Shares 3,850,000 Value ($000) $3,065 Avg Close — Range —
Q4 2019
Shares 3,850,000 Value ($000) $4,059 Avg Close — Range —
Q3 2019
Shares 3,850,000 Value ($000) $3,783 Avg Close — Range —
Q2 2019
Shares 3,850,000 Value ($000) $3,826 Avg Close — Range —