RBC EEM due 6/11/20

CUSIP: 78013xca4 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 2,025,000 Value ($000) $1,732 Avg Close — Range —
Q4 2019
Shares 2,025,000 Value ($000) $2,083 Avg Close — Range —
Q3 2019
Shares 2,025,000 Value ($000) $1,929 Avg Close — Range —
Q2 2019
Shares 2,050,000 Value ($000) $2,030 Avg Close — Range —
Q1 2019
Shares 2,050,000 Value ($000) $2,016 Avg Close — Range —
Q4 2018
Shares 2,050,000 Value ($000) $1,847 Avg Close — Range —
Q3 2018
Shares 2,050,000 Value ($000) $1,978 Avg Close — Range —
Q2 2018
Shares 2,150,000 Value ($000) $2,070 Avg Close — Range —
Q1 2018
Shares 2,150,000 Value ($000) $2,194 Avg Close — Range —
Q4 2017
Shares 2,150,000 Value ($000) $2,181 Avg Close — Range —