RBC RTY Nt due 12/24/20

CUSIP: 78013xmz8 Class: SE

MAI Capital Management's Holding History (CIK: 0001040197)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 1,700,000 Value ($000) $1,660 Avg Close — Range —
Q2 2020
Shares 1,700,000 Value ($000) $1,590 Avg Close — Range —
Q1 2020
Shares 1,700,000 Value ($000) $1,358 Avg Close — Range —
Q4 2019
Shares 1,700,000 Value ($000) $1,757 Avg Close — Range —
Q3 2019
Shares 1,700,000 Value ($000) $1,634 Avg Close — Range —
Q2 2019
Shares 1,700,000 Value ($000) $1,657 Avg Close — Range —
Q1 2019
Shares 1,700,000 Value ($000) $1,620 Avg Close — Range —
Q4 2018
Shares 1,700,000 Value ($000) $1,452 Avg Close — Range —
Q3 2018
Shares 1,700,000 Value ($000) $1,685 Avg Close — Range —
Q2 2018
Shares 1,700,000 Value ($000) $1,644 Avg Close — Range —