ROYAL DUTCH SHELL PLC

CUSIP: 780259107 Class: SPON ADR B

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 13,889 Value ($000) $467 Avg Close — Range —
Q3 2020
Shares 13,889 Value ($000) $336 Avg Close — Range —
Q2 2020
Shares 13,889 Value ($000) $423 Avg Close — Range —
Q1 2020
Shares 15,654 Value ($000) $511 Avg Close — Range —
Q4 2019
Shares 3,571 Value ($000) $214 Avg Close — Range —
Q3 2019
Shares 3,621 Value ($000) $217 Avg Close — Range —
Q2 2019
Shares 3,194 Value ($000) $210 Avg Close — Range —