ROYAL DUTCH SHELL PLC

CUSIP: 780259107 Class: SPON ADR B

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 26 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 1,761 Value ($000) $106 Avg Close — Range —
Q1 2019
Shares 322 Value ($000) $21 Avg Close — Range —
Q4 2018
Shares 325 Value ($000) $19 Avg Close — Range —