ROYAL DUTCH SHELL PLC

CUSIP: 780259206 Class: SPONS ADR A

BASSO CAPITAL MANAGEMENT, L.P.'s Holding History (CIK: 0001287978)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 8,998 Value ($000) $474 Avg Close — Range —
Q4 2016
Shares 8,998 Value ($000) $489 Avg Close — Range —
Q3 2016
Shares 7,000 Value ($000) $350 Avg Close — Range —
Q2 2016
Shares 3,000 Value ($000) $166 Avg Close — Range —