ROYCE FOCUS TR

CUSIP: 78080N108 Class: CMN

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 57,342 Value ($000) $414 Avg Close — Range —
Q2 2013
Shares 57,342 Value ($000) $400 Avg Close — Range —