ROYCE FOCUS TR

CUSIP: 78080N108 Class: CMN

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 633,579 Value ($000) $4,606 Avg Close — Range —
Q3 2014
Shares 633,579 Value ($000) $4,986 Avg Close — Range —
Q2 2014
Shares 616,488 Value ($000) $5,271 Avg Close — Range —
Q1 2014
Shares 614,488 Value ($000) $4,891 Avg Close — Range —
Q4 2013
Shares 614,488 Value ($000) $4,682 Avg Close — Range —
Q3 2013
Shares 614,038 Value ($000) $4,436 Avg Close — Range —
Q2 2013
Shares 607,319 Value ($000) $4,239 Avg Close — Range —