ROYCE FOCUS TR

CUSIP: 78080N108 Class: CMN

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2012
Shares 33,633 Value ($000) $222 Avg Close — Range —
Q3 2012
Shares 33,032 Value ($000) $222 Avg Close — Range —
Q2 2012
Shares 35,347 Value ($000) $222 Avg Close — Range —