ROYCE FD PENN MUT INV

Ticker: PENNX CUSIP: 780905840 Class: MF

Janney Montgomery Scott LLC's Holding History (CIK: 0001329948)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 532,331 Value ($000) $7,867,854 Avg Close — Range —
Q1 2015
Shares 540,925 Value ($000) $7,113 Avg Close — Range —
Q4 2014
Shares 609,290 Value ($000) $7,920,771 Avg Close — Range —
Q3 2014
Shares 558,714 Value ($000) $7,760,533 Avg Close — Range —
Q2 2014
Shares 549,501 Value ($000) $8,259,003 Avg Close — Range —
Q1 2014
Shares 532,331 Value ($000) $7,867,854 Avg Close — Range —
Q4 2013
Shares 517,137 Value ($000) $7,617,424 Avg Close — Range —
Q3 2013
Shares 489,576 Value ($000) $6,951,978 Avg Close — Range —
Q2 2013
Shares 77,868 Value ($000) $999,051 Avg Close — Range —