RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

PINNACLE ASSOCIATES LTD's Holding History (CIK: 0000743127)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 3,710 Value ($000) $375 Avg Close — Range —
Q3 2017
Shares 3,335 Value ($000) $319 Avg Close — Range —
Q2 2017
Shares 29,565 Value ($000) $2,740 Avg Close — Range —
Q1 2017
Shares 30,190 Value ($000) $2,742 Avg Close — Range —
Q4 2016
Shares 29,165 Value ($000) $2,527 Avg Close — Range —
Q3 2016
Shares 29,166 Value ($000) $2,438 Avg Close — Range —
Q2 2016
Shares 29,166 Value ($000) $2,343 Avg Close — Range —
Q1 2016
Shares 43,998 Value ($000) $3,455 Avg Close — Range —
Q4 2015
Shares 43,984 Value ($000) $3,371 Avg Close — Range —
Q3 2015
Shares 44,211 Value ($000) $3,252 Avg Close — Range —
Q2 2015
Shares 44,201 Value ($000) $3,527 Avg Close — Range —
Q1 2015
Shares 44,090 Value ($000) $3,573 Avg Close — Range —
Q4 2014
Shares 43,535 Value ($000) $3,485 Avg Close — Range —
Q3 2014
Shares 43,890 Value ($000) $3,326 Avg Close — Range —
Q2 2014
Shares 43,115 Value ($000) $3,307 Avg Close — Range —
Q1 2014
Shares 41,440 Value ($000) $3,025 Avg Close — Range —
Q4 2013
Shares 41,430 Value ($000) $2,952 Avg Close — Range —
Q3 2013
Shares 39,215 Value ($000) $2,557 Avg Close — Range —
Q2 2013
Shares 32,700 Value ($000) $2,004 Avg Close — Range —