RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 32,414 Value ($000) $3,225 Avg Close — Range —
Q4 2017
Shares 31,404 Value ($000) $3,173 Avg Close — Range —
Q3 2017
Shares 37,255 Value ($000) $3,559 Avg Close — Range —
Q2 2017
Shares 55,689 Value ($000) $5,161 Avg Close — Range —
Q1 2017
Shares 73,858 Value ($000) $6,708 Avg Close — Range —
Q4 2016
Shares 73,305 Value ($000) $6,351 Avg Close — Range —
Q3 2016
Shares 69,544 Value ($000) $5,813 Avg Close — Range —
Q2 2016
Shares 30,797 Value ($000) $2,475 Avg Close — Range —
Q1 2016
Shares 24,502 Value ($000) $1,924 Avg Close — Range —
Q4 2015
Shares 104,881 Value ($000) $8,038 Avg Close — Range —
Q3 2015
Shares 110,179 Value ($000) $8,105 Avg Close — Range —
Q2 2015
Shares 110,297 Value ($000) $8,802 Avg Close — Range —
Q1 2015
Shares 98,539 Value ($000) $7,987 Avg Close — Range —
Q4 2014
Shares 88,814 Value ($000) $7,110 Avg Close — Range —
Q3 2014
Shares 73,489 Value ($000) $5,570 Avg Close — Range —
Q2 2014
Shares 43,960 Value ($000) $3,372 Avg Close — Range —
Q1 2014
Shares 73,079 Value ($000) $5,334 Avg Close — Range —
Q4 2013
Shares 78,041 Value ($000) $5,560 Avg Close — Range —
Q3 2013
Shares 78,189 Value ($000) $5,098 Avg Close — Range —
Q2 2013
Shares 54,347 Value ($000) $3,330 Avg Close — Range —