RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 898,745 Value ($000) $89,116 Avg Close — Range —
Q4 2017
Shares 907,856 Value ($000) $91,660 Avg Close — Range —
Q3 2017
Shares 885,881 Value ($000) $84,698 Avg Close — Range —
Q2 2017
Shares 900,963 Value ($000) $83,697 Avg Close — Range —
Q1 2017
Shares 913,830 Value ($000) $84,100 Avg Close — Range —
Q4 2016
Shares 782,540 Value ($000) $67,899 Avg Close — Range —
Q3 2016
Shares 532,859 Value ($000) $44,385 Avg Close — Range —
Q2 2016
Shares 514,178 Value ($000) $41,133 Avg Close — Range —
Q1 2016
Shares 453,918 Value ($000) $35,648 Avg Close — Range —
Q4 2015
Shares 598,435 Value ($000) $45,881 Avg Close — Range —
Q3 2015
Shares 614,882 Value ($000) $45,219 Avg Close — Range —
Q2 2015
Shares 533,932 Value ($000) $42,572 Avg Close — Range —
Q1 2015
Shares 375,409 Value ($000) $30,403 Avg Close — Range —
Q4 2014
Shares 306,968 Value ($000) $24,502 Avg Close — Range —
Q3 2014
Shares 290,243 Value ($000) $21,952 Avg Close — Range —
Q2 2014
Shares 283,127 Value ($000) $21,724 Avg Close — Range —
Q1 2014
Shares 268,940 Value ($000) $19,567 Avg Close — Range —
Q4 2013
Shares 262,485 Value ($000) $18,702 Avg Close — Range —
Q3 2013
Shares 190,328 Value ($000) $12,390 Avg Close — Range —
Q2 2013
Shares 138,336 Value ($000) $8,489 Avg Close — Range —