RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

LAZARD ASSET MANAGEMENT LLC's Holding History (CIK: 0001207017)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 110,420 Value ($000) $10,549 Avg Close — Range —
Q3 2016
Shares 166,375 Value ($000) $13,907 Avg Close — Range —
Q4 2015
Shares 26,230 Value ($000) $2,010 Avg Close — Range —
Q3 2015
Shares 11,160 Value ($000) $820 Avg Close — Range —
Q2 2015
Shares 11,205 Value ($000) $894 Avg Close — Range —
Q1 2015
Shares 23,810 Value ($000) $1,929 Avg Close — Range —
Q4 2014
Shares 28,650 Value ($000) $2,293 Avg Close — Range —
Q3 2014
Shares 10,685 Value ($000) $809 Avg Close — Range —
Q2 2014
Shares 10,302 Value ($000) $790 Avg Close — Range —
Q1 2014
Shares 30,740 Value ($000) $2,242 Avg Close — Range —
Q4 2013
Shares 33,295 Value ($000) $2,371 Avg Close — Range —
Q3 2013
Shares 32,390 Value ($000) $2,111 Avg Close — Range —
Q2 2013
Shares 29,107 Value ($000) $1,784 Avg Close — Range —