RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 4,095 Value ($000) $407 Avg Close — Range —
Q4 2017
Shares 4,580 Value ($000) $462 Avg Close — Range —
Q3 2016
Shares 2,725 Value ($000) $227 Avg Close — Range —