RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 1,684,892 Value ($000) $167,613 Avg Close — Range —
Q4 2017
Shares 2,041,686 Value ($000) $206,271 Avg Close — Range —
Q3 2017
Shares 2,023,241 Value ($000) $193,300 Avg Close — Range —
Q2 2017
Shares 2,043,518 Value ($000) $189,393 Avg Close — Range —
Q1 2017
Shares 9,958 Value ($000) $903 Avg Close — Range —
Q4 2016
Shares 6,592 Value ($000) $574 Avg Close — Range —
Q3 2016
Shares 6,603 Value ($000) $548 Avg Close — Range —
Q2 2016
Shares 6,713 Value ($000) $538 Avg Close — Range —
Q1 2016
Shares 3,546,061 Value ($000) $274,645 Avg Close — Range —
Q4 2015
Shares 3,932,535 Value ($000) $298,757 Avg Close — Range —
Q3 2015
Shares 2,019,405 Value ($000) $153,771 Avg Close — Range —
Q2 2015
Shares 2,275,131 Value ($000) $181,806 Avg Close — Range —
Q1 2015
Shares 2,238,147 Value ($000) $180,932 Avg Close — Range —
Q4 2014
Shares 2,253,701 Value ($000) $180,409 Avg Close — Range —
Q3 2014
Shares 1,936,607 Value ($000) $144,821 Avg Close — Range —
Q2 2014
Shares 1,875,272 Value ($000) $143,852 Avg Close — Range —
Q1 2014
Shares 1,771,490 Value ($000) $129,301 Avg Close — Range —
Q4 2013
Shares 1,659,160 Value ($000) $118,215 Avg Close — Range —
Q3 2013
Shares 1,465,319 Value ($000) $97,136 Avg Close — Range —
Q2 2013
Shares 1,219,604 Value ($000) $74,725 Avg Close — Range —