RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 308,150 Value ($000) $30,655 Avg Close — Range —
Q4 2017
Shares 272,569 Value ($000) $27,538 Avg Close — Range —
Q3 2017
Shares 317,587 Value ($000) $30,342 Avg Close — Range —
Q2 2017
Shares 419,404 Value ($000) $38,870 Avg Close — Range —
Q1 2017
Shares 316,299 Value ($000) $28,726 Avg Close — Range —
Q4 2016
Shares 293,780 Value ($000) $25,453 Avg Close — Range —
Q3 2016
Shares 185,710 Value ($000) $15,523 Avg Close — Range —
Q2 2016
Shares 198,117 Value ($000) $15,919 Avg Close — Range —
Q1 2016
Shares 190,273 Value ($000) $14,942 Avg Close — Range —
Q4 2015
Shares 228,021 Value ($000) $17,476 Avg Close — Range —
Q3 2015
Shares 246,499 Value ($000) $18,132 Avg Close — Range —
Q2 2015
Shares 360,527 Value ($000) $28,770 Avg Close — Range —
Q1 2015
Shares 404,428 Value ($000) $32,779 Avg Close — Range —
Q4 2014
Shares 353,703 Value ($000) $28,314 Avg Close — Range —
Q3 2014
Shares 421,780 Value ($000) $31,967 Avg Close — Range —
Q2 2014
Shares 219,521 Value ($000) $16,839 Avg Close — Range —
Q1 2014
Shares 171,247 Value ($000) $12,499 Avg Close — Range —
Q4 2013
Shares 154,109 Value ($000) $10,980 Avg Close — Range —
Q3 2013
Shares 109,285 Value ($000) $7,125 Avg Close — Range —
Q2 2013
Shares 92,455 Value ($000) $5,665 Avg Close — Range —