RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 33,093 Value ($000) $3,292 Avg Close — Range —
Q4 2017
Shares 35,367 Value ($000) $3,573 Avg Close — Range —
Q3 2017
Shares 33,493 Value ($000) $3,200 Avg Close — Range —
Q2 2017
Shares 33,578 Value ($000) $3,112 Avg Close — Range —
Q1 2017
Shares 33,229 Value ($000) $3,018 Avg Close — Range —
Q4 2016
Shares 52,682 Value ($000) $4,564 Avg Close — Range —
Q3 2016
Shares 26,133 Value ($000) $2,185 Avg Close — Range —
Q2 2016
Shares 23,877 Value ($000) $1,919 Avg Close — Range —
Q1 2016
Shares 29,305 Value ($000) $2,301 Avg Close — Range —
Q4 2015
Shares 22,602 Value ($000) $1,732 Avg Close — Range —
Q3 2015
Shares 23,159 Value ($000) $1,704 Avg Close — Range —
Q2 2015
Shares 51,618 Value ($000) $4,119 Avg Close — Range —
Q1 2015
Shares 67,107 Value ($000) $5,439 Avg Close — Range —
Q4 2014
Shares 49,785 Value ($000) $3,985 Avg Close — Range —