RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 23,366 Value ($000) $2,361 Avg Close — Range —
Q3 2017
Shares 26,903 Value ($000) $2,570 Avg Close — Range —