RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 19,070 Value ($000) $1,898 Avg Close — Range —
Q4 2017
Shares 21,140 Value ($000) $2,136 Avg Close — Range —
Q2 2017
Shares 20,480 Value ($000) $1,900 Avg Close — Range —
Q1 2017
Shares 19,285 Value ($000) $1,753 Avg Close — Range —
Q4 2016
Shares 20,015 Value ($000) $1,735 Avg Close — Range —
Q3 2016
Shares 20,966 Value ($000) $884 Avg Close — Range —
Q2 2016
Shares 16,738 Value ($000) $543 Avg Close — Range —
Q4 2015
Shares 17,720 Value ($000) $1,358 Avg Close — Range —
Q3 2015
Shares 18,479 Value ($000) $1,361 Avg Close — Range —
Q2 2015
Shares 26,349 Value ($000) $2,111 Avg Close — Range —
Q1 2015
Shares 7,845 Value ($000) $635 Avg Close — Range —
Q4 2014
Shares 7,848 Value ($000) $628 Avg Close — Range —
Q3 2014
Shares 6,403 Value ($000) $485 Avg Close — Range —
Q2 2014
Shares 18,166 Value ($000) $729,780 Avg Close — Range —
Q1 2014
Shares 12,511 Value ($000) $913 Avg Close — Range —
Q4 2013
Shares 12,536 Value ($000) $893 Avg Close — Range —
Q3 2013
Shares 14,572 Value ($000) $950 Avg Close — Range —
Q2 2013
Shares 19,363 Value ($000) $1,186 Avg Close — Range —