RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 3,120 Value ($000) $270 Avg Close — Range —
Q3 2016
Shares 3,120 Value ($000) $261 Avg Close — Range —
Q2 2016
Shares 2,765 Value ($000) $222 Avg Close — Range —
Q2 2015
Shares 2,671 Value ($000) $213 Avg Close — Range —
Q1 2015
Shares 2,671 Value ($000) $216 Avg Close — Range —
Q4 2014
Shares 2,671 Value ($000) $214 Avg Close — Range —
Q3 2014
Shares 2,811 Value ($000) $213 Avg Close — Range —
Q2 2014
Shares 2,671 Value ($000) $205 Avg Close — Range —