RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 731 Value ($000) $73 Avg Close — Range —
Q4 2017
Shares 141 Value ($000) $14 Avg Close — Range —
Q3 2017
Shares 150 Value ($000) $14 Avg Close — Range —
Q2 2017
Shares 7,639 Value ($000) $708 Avg Close — Range —
Q1 2017
Shares 2,969 Value ($000) $269 Avg Close — Range —
Q3 2016
Shares 1,190 Value ($000) $99 Avg Close — Range —
Q2 2016
Shares 14,408 Value ($000) $1,158 Avg Close — Range —
Q4 2015
Shares 10,280 Value ($000) $788 Avg Close — Range —
Q3 2015
Shares 33,823 Value ($000) $2,488 Avg Close — Range —
Q2 2015
Shares 51,413 Value ($000) $4,103 Avg Close — Range —
Q1 2015
Shares 42,514 Value ($000) $3,445 Avg Close — Range —
Q3 2014
Shares 34,433 Value ($000) $2,610 Avg Close — Range —
Q1 2014
Shares 13,171 Value ($000) $961 Avg Close — Range —
Q3 2013
Shares 19,548 Value ($000) $1,275 Avg Close — Range —