RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 160 Value ($000) $12 Avg Close — Range —
Q1 2015
Shares 170 Value ($000) $14 Avg Close — Range —
Q4 2014
Shares 170 Value ($000) $14 Avg Close — Range —
Q3 2014
Shares 160 Value ($000) $12 Avg Close — Range —
Q2 2014
Shares 252 Value ($000) $19 Avg Close — Range —
Q1 2014
Shares 252 Value ($000) $18 Avg Close — Range —
Q4 2013
Shares 252 Value ($000) $18 Avg Close — Range —
Q3 2013
Shares 92 Value ($000) $6 Avg Close — Range —
Q2 2013
Shares 92 Value ($000) $6 Avg Close — Range —