RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Moors & Cabot, Inc.'s Holding History (CIK: 0001607239)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 14,323 Value ($000) $1,425 Avg Close — Range —
Q4 2017
Shares 14,320 Value ($000) $1,443 Avg Close — Range —
Q3 2017
Shares 14,136 Value ($000) $1,352 Avg Close — Range —
Q2 2017
Shares 14,019 Value ($000) $1,302 Avg Close — Range —
Q1 2017
Shares 12,059 Value ($000) $1,094 Avg Close — Range —
Q4 2016
Shares 11,569 Value ($000) $1,000 Avg Close — Range —
Q3 2016
Shares 10,731 Value ($000) $898 Avg Close — Range —
Q2 2016
Shares 10,107 Value ($000) $811 Avg Close — Range —
Q1 2016
Shares 7,294 Value ($000) $574 Avg Close — Range —
Q4 2015
Shares 6,967 Value ($000) $534 Avg Close — Range —
Q3 2015
Shares 11,159 Value ($000) $820 Avg Close — Range —
Q2 2015
Shares 12,538 Value ($000) $1,000 Avg Close — Range —
Q1 2015
Shares 12,375 Value ($000) $1,000 Avg Close — Range —
Q4 2014
Shares 11,209 Value ($000) $896 Avg Close — Range —
Q3 2014
Shares 12,159 Value ($000) $923 Avg Close — Range —
Q2 2014
Shares 11,260 Value ($000) $864 Avg Close — Range —
Q1 2014
Shares 3,707 Value ($000) $271 Avg Close — Range —