RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 15,590 Value ($000) $1,551 Avg Close — Range —
Q4 2017
Shares 15,096 Value ($000) $1,583 Avg Close — Range —
Q3 2017
Shares 13,382 Value ($000) $1,279 Avg Close — Range —
Q2 2017
Shares 12,934 Value ($000) $1,199 Avg Close — Range —
Q1 2017
Shares 10,054 Value ($000) $913 Avg Close — Range —
Q4 2016
Shares 6,467 Value ($000) $560 Avg Close — Range —