RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 259 Value ($000) $22 Avg Close — Range —
Q2 2016
Shares 83 Value ($000) $7 Avg Close — Range —
Q1 2016
Shares 83 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 117 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 82 Value ($000) $6 Avg Close — Range —
Q2 2015
Shares 82 Value ($000) $7 Avg Close — Range —
Q1 2015
Shares 81 Value ($000) $7 Avg Close — Range —
Q4 2014
Shares 81 Value ($000) $6 Avg Close — Range —
Q3 2014
Shares 81 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 80 Value ($000) $6 Avg Close — Range —
Q1 2014
Shares 80 Value ($000) $6 Avg Close — Range —