RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Dakota Wealth Management's Holding History (CIK: 0001631353)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 5,110 Value ($000) $508 Avg Close — Range —
Q4 2017
Shares 23,592 Value ($000) $2,383 Avg Close — Range —
Q3 2017
Shares 23,742 Value ($000) $2,268 Avg Close — Range —
Q2 2017
Shares 24,200 Value ($000) $2,243 Avg Close — Range —
Q1 2017
Shares 25,398 Value ($000) $2,307 Avg Close — Range —
Q4 2016
Shares 25,653 Value ($000) $2,223 Avg Close — Range —
Q3 2016
Shares 26,520 Value ($000) $2,217 Avg Close — Range —
Q2 2016
Shares 27,214 Value ($000) $2,187 Avg Close — Range —
Q1 2016
Shares 27,799 Value ($000) $2,183 Avg Close — Range —
Q4 2015
Shares 27,701 Value ($000) $2,123 Avg Close — Range —
Q3 2015
Shares 27,857 Value ($000) $2,049 Avg Close — Range —
Q2 2015
Shares 27,442 Value ($000) $2,190 Avg Close — Range —
Q1 2015
Shares 28,272 Value ($000) $2,291 Avg Close — Range —
Q4 2014
Shares 25,777 Value ($000) $2,060 Avg Close — Range —