RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Sharkey, Howes & Javer's Holding History (CIK: 0001642246)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 307,552 Value ($000) $30,595 Avg Close — Range —
Q4 2017
Shares 309,594 Value ($000) $31,278 Avg Close — Range —
Q3 2017
Shares 356,677 Value ($000) $34,380 Avg Close — Range —
Q2 2017
Shares 357,473 Value ($000) $33,131 Avg Close — Range —
Q1 2017
Shares 400,992 Value ($000) $36,418 Avg Close — Range —
Q4 2016
Shares 222,867 Value ($000) $19,309 Avg Close — Range —
Q3 2016
Shares 158,400 Value ($000) $13,241 Avg Close — Range —
Q2 2016
Shares 157,550 Value ($000) $12,659 Avg Close — Range —
Q1 2016
Shares 94,816 Value ($000) $7,446 Avg Close — Range —
Q4 2015
Shares 135,773 Value ($000) $10,406 Avg Close — Range —
Q3 2015
Shares 198,379 Value ($000) $15,041 Avg Close — Range —
Q1 2015
Shares 248,925 Value ($000) $20,175 Avg Close — Range —