RYDEX ETF TRUST

CUSIP: 78355W106 Class: COM

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 6,550 Value ($000) $652 Avg Close — Range —
Q4 2017
Shares 6,550 Value ($000) $662 Avg Close — Range —
Q3 2017
Shares 6,550 Value ($000) $626 Avg Close — Range —
Q2 2017
Shares 6,652 Value ($000) $617 Avg Close — Range —
Q1 2017
Shares 6,652 Value ($000) $604 Avg Close — Range —
Q4 2016
Shares 6,652 Value ($000) $576 Avg Close — Range —
Q3 2016
Shares 6,652 Value ($000) $556 Avg Close — Range —
Q2 2016
Shares 6,652 Value ($000) $534 Avg Close — Range —
Q1 2016
Shares 6,652 Value ($000) $522 Avg Close — Range —
Q4 2015
Shares 6,652 Value ($000) $510 Avg Close — Range —
Q3 2015
Shares 6,652 Value ($000) $489 Avg Close — Range —
Q2 2015
Shares 6,652 Value ($000) $531 Avg Close — Range —
Q1 2015
Shares 6,702 Value ($000) $543 Avg Close — Range —
Q4 2014
Shares 6,987 Value ($000) $559 Avg Close — Range —