RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 6,228 Value ($000) $1,163 Avg Close — Range —
Q4 2017
Shares 6,924 Value ($000) $1,316 Avg Close — Range —
Q3 2017
Shares 6,638 Value ($000) $1,181 Avg Close — Range —
Q2 2017
Shares 7,218 Value ($000) $1,235 Avg Close — Range —
Q1 2017
Shares 6,640 Value ($000) $1,109 Avg Close — Range —
Q4 2016
Shares 7,763 Value ($000) $1,223 Avg Close — Range —
Q3 2016
Shares 7,813 Value ($000) $1,194 Avg Close — Range —
Q2 2016
Shares 8,174 Value ($000) $1,258 Avg Close — Range —
Q1 2016
Shares 8,803 Value ($000) $1,279 Avg Close — Range —
Q4 2015
Shares 6,518 Value ($000) $942 Avg Close — Range —
Q3 2015
Shares 4,293 Value ($000) $570 Avg Close — Range —
Q2 2015
Shares 6,773 Value ($000) $958 Avg Close — Range —
Q1 2015
Shares 6,794 Value ($000) $953 Avg Close — Range —
Q4 2014
Shares 6,693 Value ($000) $948 Avg Close — Range —
Q3 2014
Shares 4,372 Value ($000) $604 Avg Close — Range —
Q2 2014
Shares 2,123 Value ($000) $286 Avg Close — Range —
Q1 2014
Shares 1,850 Value ($000) $240 Avg Close — Range —
Q4 2013
Shares 1,750 Value ($000) $227 Avg Close — Range —
Q3 2013
Shares 1,650 Value ($000) $193 Avg Close — Range —
Q2 2013
Shares 651 Value ($000) $79 Avg Close — Range —