RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 21,231 Value ($000) $3,965 Avg Close — Range —
Q4 2017
Shares 16,313 Value ($000) $3,100 Avg Close — Range —
Q3 2017
Shares 16,380 Value ($000) $2,915 Avg Close — Range —
Q2 2017
Shares 16,975 Value ($000) $2,905 Avg Close — Range —
Q1 2017
Shares 17,197 Value ($000) $2,872 Avg Close — Range —
Q4 2016
Shares 15,271 Value ($000) $2,424 Avg Close — Range —
Q3 2016
Shares 15,964 Value ($000) $2,424 Avg Close — Range —
Q2 2016
Shares 14,512 Value ($000) $2,157 Avg Close — Range —
Q1 2016
Shares 24,226 Value ($000) $3,508 Avg Close — Range —
Q4 2015
Shares 19,670 Value ($000) $2,802 Avg Close — Range —
Q3 2015
Shares 9,460 Value ($000) $1,300 Avg Close — Range —
Q2 2015
Shares 10,740 Value ($000) $1,525 Avg Close — Range —
Q1 2015
Shares 10,132 Value ($000) $1,413 Avg Close — Range —
Q4 2014
Shares 13,537 Value ($000) $1,918 Avg Close — Range —
Q3 2014
Shares 12,837 Value ($000) $1,751 Avg Close — Range —
Q2 2014
Shares 9,776 Value ($000) $1,317 Avg Close — Range —
Q1 2014
Shares 9,883 Value ($000) $1,282 Avg Close — Range —
Q4 2013
Shares 11,034 Value ($000) $1,433 Avg Close — Range —
Q3 2013
Shares 16,874 Value ($000) $2,011 Avg Close — Range —
Q2 2013
Shares 16,277 Value ($000) $1,852 Avg Close — Range —