RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 5,367 Value ($000) $1,020 Avg Close — Range —
Q3 2017
Shares 5,442 Value ($000) $968 Avg Close — Range —
Q2 2017
Shares 4,592 Value ($000) $786 Avg Close — Range —
Q1 2017
Shares 4,565 Value ($000) $762 Avg Close — Range —
Q4 2016
Shares 7,670 Value ($000) $1,208 Avg Close — Range —
Q3 2016
Shares 14,268 Value ($000) $2,180 Avg Close — Range —
Q2 2016
Shares 20,739 Value ($000) $3,062 Avg Close — Range —
Q1 2016
Shares 33,267 Value ($000) $4,835 Avg Close — Range —
Q4 2015
Shares 36,429 Value ($000) $5,267 Avg Close — Range —
Q3 2015
Shares 18,392 Value ($000) $2,443 Avg Close — Range —
Q2 2015
Shares 15,241 Value ($000) $2,157 Avg Close — Range —
Q1 2015
Shares 15,755 Value ($000) $2,211 Avg Close — Range —
Q4 2014
Shares 14,823 Value ($000) $2,100 Avg Close — Range —
Q3 2014
Shares 8,752 Value ($000) $1,209 Avg Close — Range —
Q2 2014
Shares 8,701 Value ($000) $1,173 Avg Close — Range —
Q4 2013
Shares 8,199 Value ($000) $1,065 Avg Close — Range —
Q3 2013
Shares 7,649 Value ($000) $896 Avg Close — Range —