RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 49,099 Value ($000) $7,501 Avg Close — Range —
Q2 2016
Shares 54,099 Value ($000) $7,987 Avg Close — Range —
Q1 2016
Shares 79,701 Value ($000) $11,584 Avg Close — Range —
Q4 2015
Shares 79,701 Value ($000) $11,523 Avg Close — Range —
Q3 2015
Shares 94,701 Value ($000) $12,578 Avg Close — Range —
Q2 2015
Shares 94,701 Value ($000) $13,400 Avg Close — Range —
Q1 2015
Shares 94,701 Value ($000) $13,289 Avg Close — Range —
Q4 2014
Shares 94,701 Value ($000) $13,419 Avg Close — Range —
Q3 2014
Shares 94,701 Value ($000) $13,080 Avg Close — Range —
Q2 2014
Shares 94,701 Value ($000) $12,762 Avg Close — Range —
Q1 2014
Shares 94,701 Value ($000) $12,280 Avg Close — Range —
Q4 2013
Shares 94,701 Value ($000) $12,297 Avg Close — Range —
Q3 2013
Shares 89,963 Value ($000) $10,543 Avg Close — Range —
Q2 2013
Shares 89,963 Value ($000) $10,234 Avg Close — Range —