RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 90 Value ($000) $14 Avg Close — Range —
Q4 2015
Shares 8,749 Value ($000) $1,265 Avg Close — Range —
Q3 2015
Shares 90 Value ($000) $12 Avg Close — Range —