RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 125,788 Value ($000) $23,492 Avg Close — Range —
Q4 2017
Shares 138,693 Value ($000) $26,354 Avg Close — Range —
Q3 2017
Shares 131,664 Value ($000) $23,431 Avg Close — Range —
Q2 2017
Shares 143,219 Value ($000) $24,513 Avg Close — Range —
Q1 2017
Shares 140,740 Value ($000) $23,508 Avg Close — Range —
Q4 2016
Shares 159,076 Value ($000) $25,061 Avg Close — Range —
Q3 2016
Shares 170,832 Value ($000) $26,098 Avg Close — Range —
Q2 2016
Shares 165,940 Value ($000) $24,499 Avg Close — Range —
Q1 2016
Shares 185,838 Value ($000) $27,010 Avg Close — Range —
Q4 2015
Shares 214,192 Value ($000) $30,968 Avg Close — Range —
Q3 2015
Shares 74,874 Value ($000) $9,945 Avg Close — Range —
Q2 2015
Shares 77,130 Value ($000) $10,914 Avg Close — Range —
Q1 2015
Shares 77,875 Value ($000) $10,928 Avg Close — Range —
Q4 2014
Shares 102,159 Value ($000) $14,476 Avg Close — Range —