RYDEX ETF TRUST

CUSIP: 78355W205 Class: GUGGENHM S&P 500

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2012
Shares 6,614 Value ($000) $682 Avg Close — Range —
Q3 2012
Shares 6,358 Value ($000) $682 Avg Close — Range —
Q2 2012
Shares 6,781 Value ($000) $682 Avg Close — Range —