RYDEX ETF TRUST

CUSIP: 78355W304 Class: ETF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 90,804 Value ($000) $5,867 Avg Close — Range —
Q4 2017
Shares 122,267 Value ($000) $8,100 Avg Close — Range —
Q3 2017
Shares 78,729 Value ($000) $4,844 Avg Close — Range —
Q2 2017
Shares 84,321 Value ($000) $4,989 Avg Close — Range —
Q1 2017
Shares 231,420 Value ($000) $13,613 Avg Close — Range —
Q4 2016
Shares 199,555 Value ($000) $11,495 Avg Close — Range —
Q3 2016
Shares 48,612 Value ($000) $2,570 Avg Close — Range —
Q2 2016
Shares 53,874 Value ($000) $2,748 Avg Close — Range —
Q1 2016
Shares 48,189 Value ($000) $2,432 Avg Close — Range —
Q4 2015
Shares 11,155 Value ($000) $549 Avg Close — Range —
Q3 2015
Shares 5,870 Value ($000) $281 Avg Close — Range —
Q2 2015
Shares 129,959 Value ($000) $6,963 Avg Close — Range —
Q1 2015
Shares 94,488 Value ($000) $5,101 Avg Close — Range —
Q4 2014
Shares 128,741 Value ($000) $7,074 Avg Close — Range —
Q3 2014
Shares 172,094 Value ($000) $9,145 Avg Close — Range —
Q2 2014
Shares 147,525 Value ($000) $8,016 Avg Close — Range —
Q1 2014
Shares 33,989 Value ($000) $1,754 Avg Close — Range —
Q4 2013
Shares 1,888 Value ($000) $94 Avg Close — Range —