RYDEX ETF TRUST

CUSIP: 78355W304 Class: ETF

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 269,079 Value ($000) $17,385 Avg Close — Range —
Q4 2017
Shares 222,028 Value ($000) $14,718 Avg Close — Range —
Q3 2017
Shares 214,647 Value ($000) $13,205 Avg Close — Range —
Q2 2017
Shares 207,493 Value ($000) $12,360 Avg Close — Range —
Q1 2017
Shares 209,226 Value ($000) $12,238 Avg Close — Range —
Q4 2016
Shares 225,841 Value ($000) $13,205 Avg Close — Range —
Q3 2016
Shares 227,556 Value ($000) $11,888 Avg Close — Range —
Q2 2016
Shares 274,512 Value ($000) $13,888 Avg Close — Range —
Q1 2016
Shares 614,259 Value ($000) $30,265 Avg Close — Range —
Q4 2015
Shares 958,589 Value ($000) $46,837 Avg Close — Range —
Q3 2015
Shares 530,736 Value ($000) $26,420 Avg Close — Range —
Q2 2015
Shares 610,465 Value ($000) $32,660 Avg Close — Range —
Q1 2015
Shares 628,885 Value ($000) $33,928 Avg Close — Range —
Q4 2014
Shares 679,429 Value ($000) $37,341 Avg Close — Range —
Q3 2014
Shares 587,705 Value ($000) $30,766 Avg Close — Range —
Q2 2014
Shares 480,794 Value ($000) $26,126 Avg Close — Range —
Q1 2014
Shares 439,462 Value ($000) $22,588 Avg Close — Range —
Q4 2013
Shares 378,066 Value ($000) $18,816 Avg Close — Range —
Q3 2013
Shares 296,338 Value ($000) $13,412 Avg Close — Range —
Q2 2013
Shares 174,946 Value ($000) $7,115 Avg Close — Range —