RYDEX ETF TRUST

CUSIP: 78355W304 Class: ETF

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 6,205 Value ($000) $329 Avg Close — Range —
Q2 2016
Shares 7,788 Value ($000) $398 Avg Close — Range —
Q4 2015
Shares 7,075 Value ($000) $349 Avg Close — Range —
Q3 2015
Shares 6,097 Value ($000) $292 Avg Close — Range —
Q4 2014
Shares 3,591 Value ($000) $197 Avg Close — Range —
Q2 2014
Shares 2,218 Value ($000) $120,552 Avg Close — Range —