RYDEX ETF TRUST

CUSIP: 78355W304 Class: ETF

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 30,247 Value ($000) $1,954 Avg Close — Range —
Q4 2017
Shares 9,429 Value ($000) $625 Avg Close — Range —
Q3 2017
Shares 4,176 Value ($000) $257 Avg Close — Range —
Q1 2017
Shares 8,713 Value ($000) $513 Avg Close — Range —
Q3 2016
Shares 11,663 Value ($000) $616 Avg Close — Range —
Q2 2016
Shares 109 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 39,133 Value ($000) $1,978 Avg Close — Range —
Q4 2015
Shares 37,146 Value ($000) $1,828 Avg Close — Range —
Q3 2015
Shares 322 Value ($000) $15 Avg Close — Range —
Q1 2015
Shares 21,970 Value ($000) $1,186 Avg Close — Range —
Q3 2014
Shares 32,229 Value ($000) $1,704 Avg Close — Range —
Q2 2014
Shares 6,997 Value ($000) $380 Avg Close — Range —
Q1 2014
Shares 100 Value ($000) $5 Avg Close — Range —