RYDEX ETF TRUST

CUSIP: 78355W304 Class: ETF

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 4,997 Value ($000) $253 Avg Close — Range —
Q4 2015
Shares 4,707 Value ($000) $231 Avg Close — Range —
Q3 2015
Shares 3,992 Value ($000) $190 Avg Close — Range —
Q2 2015
Shares 2,958 Value ($000) $158 Avg Close — Range —