RYDEX ETF TRUST

CUSIP: 78355W403 Class: OTHER EQUITIES

STEPHENS INC /AR/'s Holding History (CIK: 0000757657)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2,992 Value ($000) $328 Avg Close — Range —
Q4 2017
Shares 2,992 Value ($000) $314 Avg Close — Range —
Q3 2017
Shares 3,892 Value ($000) $389 Avg Close — Range —
Q2 2017
Shares 3,994 Value ($000) $376 Avg Close — Range —
Q1 2017
Shares 3,892 Value ($000) $349 Avg Close — Range —
Q4 2016
Shares 3,073 Value ($000) $257 Avg Close — Range —
Q3 2016
Shares 3,073 Value ($000) $259 Avg Close — Range —
Q2 2016
Shares 3,073 Value ($000) $249 Avg Close — Range —
Q1 2016
Shares 3,073 Value ($000) $244 Avg Close — Range —
Q4 2015
Shares 3,073 Value ($000) $248 Avg Close — Range —
Q3 2015
Shares 3,073 Value ($000) $238 Avg Close — Range —
Q2 2015
Shares 3,073 Value ($000) $249 Avg Close — Range —
Q1 2015
Shares 3,073 Value ($000) $255 Avg Close — Range —
Q4 2014
Shares 3,073 Value ($000) $244 Avg Close — Range —
Q3 2014
Shares 3,641 Value ($000) $281 Avg Close — Range —
Q2 2014
Shares 3,073 Value ($000) $238 Avg Close — Range —
Q1 2014
Shares 3,073 Value ($000) $225 Avg Close — Range —
Q4 2013
Shares 3,073 Value ($000) $216 Avg Close — Range —
Q3 2013
Shares 3,691 Value ($000) $234 Avg Close — Range —
Q2 2013
Shares 3,691 Value ($000) $214 Avg Close — Range —